The Securities and Exchange Commission today charged St. Louis-based brokerage firm Stifel, Nicolaus & Co. and a former senior executive with defrauding five Wisconsin school districts by selling them unsuitably risky and complex investments funded largely with borrowed money.

Get reviews, hours, directions, coupons and more for Stifel Nicolaus at 1530 Cornerstone Blvd, Daytona Beach, FL 32117. Search for other Financial Services in Daytona Beach on The Real Yellow Pages®.

Our philosophy on investing is grounded on a more than 125-year-old tradition of trust, understanding, and solid, studied advice. The company is a registered investment advisor with the U.S. Securities and Exchange Commission. The Securities and Exchange Commission sued Stifel Nicolaus on August 10, 2011, claiming the firm duped five Wisconsin school districts into buying $200 million in "unsuitable" securities tied to collateralized debt obligations. The investments, which the school districts had purchased in 2006 with $163 million in borrowed funds and $37 million STIFEL, NICOLAUS & COMPANY, INCORPORATED SEC# 793 8-1447 Main Office Location Mailing Address Business Telephone Number Doing business as STIFEL, NICOLAUS & COMPANY, INCORPORATED 314-342-2000 Regulated by FINRA Kansas City Office 501 NORTH BROADWAY ST. LOUIS, MO 63102 501 NORTH BROADWAY ST. LOUIS, MO 63102 Other Names of this Firm Name Where is Stifel, Nicolaus & Companyorporated, registered in 1975, serves 49 state(s) with a licensed staff of 3,177 advisors.

Registration Background for Stifel Nicolaus. Stifel Nicolaus became a FINRA member in 1936. It is a full-service broker-dealer headquartered in St. Louis, MO. It currently has approximately 431 branch offices and 4,968 registered representatives. FINRA’s Allegations against Stifel Nicolaus.

Stifel, Nicolaus & Company, Inc., Financial Services. 201 N. Illinois Street Indianapolis, Indiana 46204. (317) 808-7281.

Stifel Financial Advisors may only conduct business with residents of the states in which they are properly registered. References to Stifel herein may apply to parent company Stifel Financial Corp. or any of its wholly owned subsidiaries, including Stifel, Nicolaus & Company, Incorporated, Member NYSE, FINRA, and SIPC.

Stifel Nicolaus and Company, Inc., incorporated in 1923, is the largest subsidiary of Stifel Financial Corporation and is a member of Securities Investor Protection Corporation (SIPC).

The parent company has several subsidiaries. Stifel, Nicolaus & Company, Incorporated | Member SIPC & NYSE.. Investing involves risk, including the possible loss of principal. California Insurance License #0G77871 Stifel Nicolaus Financial Advisor, Scott Sanders, Has Pending Complaint, Alleging Breach Of Fiduciary Duty By mwolper | Sep 13, 2018.

Site Map Stifel Financial Advisors may only conduct business with residents of the states in which they are properly registered. References to Stifel herein may apply to parent company Stifel Financial Corp. or any of its wholly owned subsidiaries, including Stifel, Nicolaus & Company, Incorporated, Member NYSE , FINRA , and SIPC .
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Check the background of this investment professional Check the background of this financial professional on FINRA's BrokerCheck 2021-04-04 · Stifel, Nicolaus & Companyorporated, registered in 1975, serves 49 state(s) with a licensed staff of 3,177 advisors. Stifel, Nicolaus & Companyorporated manages $117.8 billion and provides investment advisory services for 173,942 clients (1:55 advisor/client ratio). 2021-03-17 · Stifel Nicolaus Canada Inc. | 199 followers on LinkedIn.

The Company markets its services to high net worth individuals, institutions, and corporation throughout the United Stifel Financial Advisors may only conduct business with residents of the states in which they are properly registered.
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Article Largely Written by the firm Stifel Nicolaus. This article has apparently been predominantly written by the financial firms employees. Any other contributions are welcome to diffuse the article's position as a public relations piece Stevenmitchell 17:33, 17 December 2010 (UTC) Article Name Change

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Stifel, Nicolaus & Company, Incorporated | Member SIPC & NYSE | Investing involves risk, including the possible loss of principal invested. Check the background of this investment professional Check the background of this financial professional on FINRA's BrokerCheck

On August 22nd, in what was a surprise to many on the street, Stifel Financial Corp.